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Sue Carletta, Esq.

Managing Member ACG       

  • LinkedIn

Who I Am

Sue is an experienced Compliance and Ethics professional offering services to clients who operate in regulated industries or who are looking to establish or enhance a compliance framework for a culture of compliance, transparency, and corporate responsibility.

My Approach

Sue brings a strategic approach to creating, enhancing and implementing compliance policies.  She has a business-minded viewpoint that is intertwined to a company’s business needs with compliance and regulatory or policy requirements - to avoid being an impediment to growth and helping fuel it.  Her strategic outlook will help to avoid or mitigate disciplinary actions, fines, and regulatory settlements. She has an extensive, established record for conducting investigations, hotline management, risk assessments and compliance reviews.

My Experience

Sue brings 29 years experience as a compliance and ethics professional serving within roles in Gaming & Entertainment, Manufacturing, and Government.  Sue most recently served in the role of Senior Vice President, Deputy Chief Counsel, and Chief Regulatory and Compliance Officer at Caesars Entertainment.  During this time Sue oversaw a team of 140 compliance professionals responsible for Regulatory Compliance, Licensing, Anti-Money Laundering, Investigations, and Property Compliance.

Key Achievements

  • Spearheaded the initiative to centralized the compliance function at Caesars Entertainment, the world's largest gaming company.

  • Successfully led the regulatory approval process of one of the most complex Chapter 11 reorganizations to enable the company to emerge from bankruptcy.  Sue was able to obtain all required regulatory approvals within 9 months of the plan confirmation, an unprecedented time frame.

  • Established excellent relationships with gaming regulatory agencies throughout the world and, particularly with State gaming regulators in Nevada, New Jersey, Indiana, Louisiana, Maryland, Pennsylvania, Iowa, Mississippi, Illinois, and Missouri.

 

Professional Association
  • Member of Maryland Bar

  • Society of Corporate Compliance and Ethics Member

  • Association of Anti-Money Laundering Specialists (ACAMS) Certified Anti-Money Laundering Specialist

  • Board Member of EBCI Holdings, a newly created gaming company

  • Member of Global Gaming Women

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